Filing Details

Accession Number:
0001127602-11-022075
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-26 19:48:26
Reporting Period:
2011-07-26
Filing Date:
2011-07-26
Accepted Time:
2011-07-26 19:48:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1514705 Suncoke Energy Inc. SXC Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) 900640593
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181685 A Frederick Henderson 1011 Warrenville Road
Suite 600
Lisle IL 60532
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-07-26 15,000 $16.00 15,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Unit Acquisiton 2011-07-26 112,941 $0.00 112,941 $0.00
Common Stock Stock Options (Right to Buy) Acquisiton 2011-07-26 646,465 $0.00 646,465 $17.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
112,941 No 4 A Direct
646,465 2012-07-23 2021-07-23 No 4 A Direct
Footnotes
  1. Purchase of common stock in directed share program contingent upon the closing of the initial public offering of SunCoke Energy, Inc.
  2. Grant of restricted common stock units contingent upon the closing of the registrant's initial public offering. These units were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3. These restricted share units will vest subject to continued employment, in equal one-third installments on the third, fourth, and fifth anniversaries of the reporting person's effective date of hire.
  3. Conversion rate is 1 for 1.
  4. Not applicable.
  5. Grant of stock options (right to buy SunCoke Energy, Inc. common stock), contingent upon the closing of the registrant's initial public offering. These options were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3, and are exercisable, subject to continued employment, as follows: (1) five sevenths of such options will vest in equal one-third installments on the first, second, and third anniversaries of the initial public offering; (2) the remaining two sevenths will vest in equal one-third installments on the third, fourth, and fifth anniversaries of the reporting person's effective date of hire.