Filing Details

Accession Number:
0001437749-24-000367
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-01-03 16:07:39
Reporting Period:
2024-01-02
Accepted Time:
2024-01-03 16:07:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094831 Bgc Group Inc. BGC Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 863748217
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251144 M Stephen Merkel C/O Bgc Group, Inc.
499 Park Avenue
New York NY 10022
Evp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Disposition 2024-01-02 136,891 $0.00 9,618 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share 6,258 Indirect By various trusts
Class A Common Stock, Par Value $0.01 Per Share 60,071 Indirect By 401(k) Plan
Footnotes
  1. On January 2, 2024, the reporting person sold 136,891 shares of BGC Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock") to the Company in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1936, as amended. The sale price per share of $6.98 was the closing price of a share of Class A common stock on January 2, 2024. The transaction was approved by the Audit Committee and the Compensation Committee of the Board of Directors of the Company and was made pursuant to the Company's stock buyback authorization.
  2. Also includes 9,618 shares of Class A Common Stock held by the reporting person that were not reported on the reporting person's previous filing on Form 4 due to administrative error.
  3. Represents shares of Class A Common Stock held in trusts for the benefit of the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust.
  4. Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of December 27, 2023.