Filing Details
- Accession Number:
- 0001437749-24-000362
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-01-03 16:05:54
- Reporting Period:
- 2024-01-02
- Accepted Time:
- 2024-01-03 16:05:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1690680 | Newmark Group Inc. | NMRK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251144 | M Stephen Merkel | C/O Newmark Group, Inc. 125 Park Avenue New York NY 10017 | Evp And Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2024-01-02 | 35,006 | $0.00 | 4,461 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock, Par Value $0.01 Per Share | 2,901 | Indirect | By various trusts |
| Class A Common Stock, Par Value $0.01 Per Share | 11,334 | Indirect | By 401(k) Plan |
Footnotes
- On January 2, 2024, the reporting person sold 35,006 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), to the Company in an exempt transaction made pursuant to Rule 16b-3 under the Securities Exchange Act of 1936, as amended. The sale price per share of $10.85 was the closing price of a share of Class A Common Stock on January 2, 2024. The transaction was approved by the Audit Committee and the Compensation Committee of the Board of Directors of the Company and was made pursuant to the Company's stock buyback authorization.
- Also includes 4,461 shares of Class A Common Stock held by the reporting person that were not reported on the reporting person's previous filing on Form 4 due to administrative error.
- Represents shares of Class A Common Stock held in trusts for the benefit of the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust.
- Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of December 28, 2023.
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