Filing Details
- Accession Number:
- 0000872835-11-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-26 10:30:53
- Reporting Period:
- 2011-07-25
- Filing Date:
- 2011-07-26
- Accepted Time:
- 2011-07-26 10:30:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 872835 | Esb Financial Corp | ESBF | Savings Institution, Federally Chartered (6035) | 251659846 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180110 | P Charles Evanoski | 101 Oakhaven Drive Wexford PA 15090 | Group Sr Vp/Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-25 | 3,000 | $9.03 | 54,270 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-25 | 3,000 | $14.10 | 51,270 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2011-07-25 | 3,000 | $0.00 | 2,760 | $9.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,760 | 2002-11-19 | 2012-11-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,439 | Indirect | 401(k) Plan |
| Common Stock | 55,061 | Indirect | ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $12.79 | 2003-11-18 | 2013-11-18 | 4,800 | 4,800 | Direct |
| Common Stock | Stock Option | $12.08 | 2004-11-16 | 2014-11-16 | 4,800 | 4,800 | Direct |
| Common Stock | Stock Option | $10.17 | 2005-04-19 | 2015-04-19 | 4,800 | 4,800 | Direct |
| Common Stock | Stock Option | $8.96 | 2006-11-21 | 2016-11-21 | 4,800 | 4,800 | Direct |
| Common Stock | Stock Option | $8.43 | 2007-11-20 | 2017-11-20 | 4,800 | 4,800 | Direct |
| Common Stock | Stock Option | $8.58 | 2008-11-18 | 2018-11-18 | 4,800 | 4,800 | Direct |
| Common Stock | Stock Option | $9.62 | 2009-11-17 | 2019-11-17 | 6,600 | 6,600 | Direct |
| Common Stock | Stock Option | $12.42 | 2010-11-16 | 2020-11-16 | 6,600 | 6,600 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-11-18 | 4,800 | 4,800 | Direct |
| 2014-11-16 | 4,800 | 4,800 | Direct |
| 2015-04-19 | 4,800 | 4,800 | Direct |
| 2016-11-21 | 4,800 | 4,800 | Direct |
| 2017-11-20 | 4,800 | 4,800 | Direct |
| 2018-11-18 | 4,800 | 4,800 | Direct |
| 2019-11-17 | 6,600 | 6,600 | Direct |
| 2020-11-16 | 6,600 | 6,600 | Direct |
Footnotes
- 20% of such grant will vest immediately and 20% will vest each year over the next 4 years.
- Between 04/01/11 and 06/30/11 the reporting person acquired 187.715814 shares of ESB common stock under the ESB Financial Corporation 401(k) Plan.
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