Filing Details

Accession Number:
0001012975-11-000224
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-25 21:09:29
Reporting Period:
2011-07-21
Filing Date:
2011-07-25
Accepted Time:
2011-07-25 21:09:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1385830 Neurogesx Inc NGSX Pharmaceutical Preparations (2834) 943307935
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1054117 Steven Lazarus 8725 West Higgins Road, Suite 290
Chicago IL 60631
No No Yes No
1117120 Arch Venture Fund V Lp 8725 West Higgins Road, Suite 290
Chicago IL 60631
No No Yes No
1219039 Keith Crandell 8725 West Higgins Road, Suite 290
Chicago IL 60631
No No Yes No
1219042 Robert Nelsen 8725 West Higgins Road, Suite 290
Chicago IL 60631
Yes No Yes No
1219043 Clinton Bybee 8725 West Higgins Road, Suite 290
Chicago IL 60631
No No Yes No
1274406 Arch Venture Partners V Lp 8725 West Higgins Road, Suite 290
Chicago IL 60631
No No Yes No
1274408 Arch Venture Partners V Llc 8725 West Higgins Road, Suite 290
Chicago IL 60631
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-07-21 1,744,186 $1.65 4,187,777 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2011-07-21 872,093 $0.14 872,093 $1.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
872,093 2016-07-26 No 4 P Direct
Footnotes
  1. Securities held of record by ARCH Venture Fund V, L.P. ("ARCH V"). ARCH Venture Partners V, L.P. (the "GPLP"), as the sole general partner of ARCH V, may be deemed to beneficially own certain of the shares held of record by ARCH V. The GPLP disclaims beneficial ownership of all shares held of record by ARCH V in which the GPLP does not have an actual pecuniary interest. ARCH Venture Partners V, LLC (the "GPLLC"), as the sole general partner of the GPLP, may be deemed to beneficially own certain of the shares held of record by ARCH V. The GPLLC disclaims beneficial ownership of all shares held of record by ARCH V in which it does not have an actual pecuniary interest.
  2. In addition to securities held of record by ARCH V, Healthcare Focus Fund, L.P. ("Healthcare") is the record holder of 458,903 securities and ARCH V Entrepreneurs Fund, L.P. ("Entrepreneurs") is the record holder of 11,004 securities. The GPLP, as the sole general partner of Healthcare and Entrepreneurs, may be deemed to beneficially own certain of the shares held of record by Healthcare and Entrepreneurs. The GPLP disclaims beneficial ownership of all shares held of record by Healthcare and Entrepreneurs in which the GPLP does not have an actual pecuniary interest. The GPLLC, as the sole general partner of the GPLP, may be deemed to beneficially own certain of the shares held of record by Healthcare and Entrepreneurs. The GPLLC disclaims beneficial ownership of all shares held of record by Healthcare and Entrepreneurs in which it does not have an actual pecuniary interest.
  3. Each of Messrs. Crandell, Bybee, Lazarus and Nelsen, as individual Managing Directors of the GPLLC, may be deemed to beneficially own certain of the shares held of record by ARCH V, Healthcare and Entrepreneurs. Each of Messrs. Crandell, Bybee, Lazarus and Nelsen disclaims beneficial ownership of all shares held of record by ARCH V, Healthcare and Entrepreneurs in which he does not have an actual pecuniary interest.
  4. The Warrants are immediately exercisable.
  5. The Expiration Date is five years from the expected closing date.