Filing Details

Accession Number:
0001209191-23-059902
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-28 16:23:00
Reporting Period:
2023-12-26
Accepted Time:
2023-12-28 16:23:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571949 Intercontinental Exchange Inc. ICE Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1755922 J Andrew Surdykowski 5660 New Northside Drive
Atlanta GA 30328
General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-26 500 $41.59 44,357 No 4 M Direct
Common Stock Acquisiton 2023-12-26 500 $50.01 44,857 No 4 M Direct
Common Stock Acquisiton 2023-12-26 1,000 $57.31 45,857 No 4 M Direct
Common Stock Disposition 2023-12-26 2,364 $126.00 43,493 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Holding Disposition 2023-12-26 500 $0.00 500 $41.59
Common Stock Employee Stock Option (right to buy) Holding Disposition 2023-12-26 500 $0.00 500 $50.01
Common Stock Employee Stock Option (right to buy) Holding Disposition 2023-12-26 1,000 $0.00 1,000 $57.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-01-20 No 4 M Direct
10,080 2026-01-14 No 4 M Direct
9,439 2027-01-18 No 4 M Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 8, 2022.
  2. The common stock number referred in Table I is an aggregate number and represents 38,593 shares of common stock and 4,900 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2021, 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024, February 2025 and February 2026, respectively, and will be reported at the time of vesting.
  3. The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.
  4. These options are fully vested.