Filing Details

Accession Number:
0001209191-23-059558
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-22 16:17:28
Reporting Period:
2023-12-20
Accepted Time:
2023-12-22 16:17:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819411 Gain Therapeutics Inc. GANX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1370820 Matthias Alder C/O Gain Therapeutics, Inc.
4800 Montgomery Lane, Suite 220
Bethesda MD 20814
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-20 637 $0.00 5,492 No 4 M Direct
Common Stock Disposition 2023-12-21 206 $2.46 5,286 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2023-12-20 637 $0.00 637 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,013 No 4 M Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.4602 to $2.485 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The RSUs vested 25% on September 20, 2023 and the remainder vested or shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.