Filing Details

Accession Number:
0001642346-23-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-20 19:04:32
Reporting Period:
2023-12-18
Accepted Time:
2023-12-20 19:04:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1845022 Couchbase Inc. BASE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1642346 M Matthew Cain C/O Couchbase, Inc.
3250 Olcott Street
Santa Clara CA 95054
Chair, President, And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-12-18 18,927 $23.59 651,219 No 4 S Direct
Common Stock Acquisiton 2023-12-18 60,000 $5.48 711,219 No 4 M Direct
Common Stock Disposition 2023-12-18 60,000 $23.73 651,219 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2023-12-18 60,000 $0.00 60,000 $5.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,159,402 2027-04-23 No 4 M Direct
Footnotes
  1. Shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
  2. The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 10/10/2022.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.2800 to $24.0100, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The option is fully vested and immediately exercisable.