Filing Details
- Accession Number:
- 0001181431-11-042284
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-25 14:41:27
- Reporting Period:
- 2011-07-22
- Filing Date:
- 2011-07-25
- Accepted Time:
- 2011-07-25 14:41:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 51143 | International Business Machines Corp | IBM | Computer & Office Equipment (3570) | 130871985 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180459 | A Steven Mills | Ibm Corporation One New Orchard Road Armonk NY 10504 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-05-31 | 10 | $0.00 | 123,430 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2011-05-31 | 10 | $0.00 | 123,420 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2011-05-31 | 10 | $0.00 | 123,410 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2011-05-31 | 20 | $0.00 | 123,390 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2011-05-31 | 20 | $0.00 | 123,370 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2011-05-31 | 120 | $0.00 | 123,250 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2011-07-22 | 11,804 | $82.76 | 135,054 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-07-22 | 26,120 | $91.04 | 161,174 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-07-22 | 4,523 | $92.12 | 165,697 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-07-22 | 49,647 | $101.33 | 215,344 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-07-22 | 12,411 | $102.80 | 227,755 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-22 | 76,505 | $185.00 | 151,250 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-22 | 100 | $185.00 | 151,150 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-22 | 100 | $185.01 | 151,050 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-22 | 14,471 | $185.01 | 136,579 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-22 | 100 | $185.02 | 136,479 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-22 | 2,079 | $185.02 | 134,400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-22 | 1,750 | $185.03 | 132,650 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-22 | 1,100 | $185.04 | 131,550 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-22 | 1,200 | $185.05 | 130,350 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Emp. Stock Option (right to buy) | Disposition | 2011-07-22 | 49,647 | $0.00 | 49,647 | $101.33 |
| Common Stock | Emp. Stock Option (right to buy) | Disposition | 2011-07-22 | 26,120 | $0.00 | 26,120 | $91.04 |
| Common Stock | Emp. Stock Option (right to buy) | Disposition | 2011-07-22 | 4,523 | $0.00 | 4,523 | $92.12 |
| Common Stock | Emp. Stock Option (right to buy) | Disposition | 2011-07-22 | 11,804 | $0.00 | 11,804 | $82.76 |
| Common Stock | Emp. Stock Option (right to buy) | Disposition | 2011-07-22 | 12,411 | $0.00 | 12,411 | $102.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-03-08 | 2015-03-07 | No | 4 | M | Direct |
| 0 | 2010-05-08 | 2016-05-07 | No | 4 | M | Direct |
| 0 | 2008-03-08 | 2015-03-07 | No | 4 | M | Direct |
| 0 | 2009-05-08 | 2016-05-07 | No | 4 | M | Direct |
| 0 | 2010-05-08 | 2017-05-07 | No | 4 | M | Direct |
Footnotes
- This grant vested in four equal annual installments; the last installment vested on the date shown above.
- This grant vested in one installment on the date shown above.
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