Filing Details
- Accession Number:
- 0001744489-23-000266
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-19 17:56:58
- Reporting Period:
- 2023-12-15
- Accepted Time:
- 2023-12-19 17:56:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1744489 | Walt Disney Co | DIS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211698 | Brent Woodford | 500 South Buena Vista Street Burbank CA 91521 | Evp, Control, Fin Plan & Tax | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Disney Common Stock | Acquisiton | 2023-12-15 | 1,114 | $0.00 | 32,475 | No | 4 | M | Direct | |
| Disney Common Stock | Disposition | 2023-12-15 | 439 | $93.44 | 32,036 | No | 4 | F | Direct | |
| Disney Common Stock | Acquisiton | 2023-12-17 | 2,462 | $0.00 | 34,498 | No | 4 | M | Direct | |
| Disney Common Stock | Disposition | 2023-12-17 | 912 | $93.44 | 33,586 | No | 4 | F | Direct | |
| Disney Common Stock | Acquisiton | 2023-12-18 | 18,788 | $72.59 | 52,374 | No | 4 | M | Direct | |
| Disney Common Stock | Disposition | 2023-12-18 | 18,788 | $92.99 | 33,586 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Disney Common Stock | Restricted Stock Unit | Disposition | 2023-12-15 | 1,114 | $0.00 | 1,114 | $0.00 |
| Disney Common Stock | Stock Option (Right-to-Buy) | Acquisiton | 2023-12-15 | 16,849 | $0.00 | 16,849 | $93.44 |
| Disney Common Stock | Restricted Stock Unit | Acquisiton | 2023-12-15 | 13,485 | $0.00 | 13,485 | $0.00 |
| Disney Common Stock | Restricted Stock Unit | Disposition | 2023-12-17 | 2,462 | $0.00 | 2,462 | $0.00 |
| Disney Common Stock | Stock Option (Right-to-Buy) | Disposition | 2023-12-18 | 18,788 | $0.00 | 18,788 | $72.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,458 | No | 4 | M | Direct | ||
| 16,849 | 2033-12-15 | No | 4 | A | Direct | |
| 13,485 | 2026-12-15 | No | 4 | A | Direct | |
| 0 | 2023-12-17 | No | 4 | M | Direct | |
| 0 | 2023-12-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Disney Common Stock | 100 | Indirect | By Spouse in IRA |
| Disney Common Stock | 285 | Indirect | By 401(k) |
Footnotes
- Vesting of shares connected with grant under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan. The remaining stock units vest as to 1,115 stock units on June 15, 2024; as to 1,114 stock units on December 15, 2024 and June 15, 2025; and as to 1,115 stock units on December 15, 2025.
- Restricted stock units convert into common stock at 1-for-1.
- The 439 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.
- Vesting of shares connected with grant under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan.
- The 912 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.
- This transaction was made pursuant to a contract, instruction, or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) previously adopted by the reporting person on December 2, 2022.
- Shares held in The Walt Disney Stock Fund as of December 18, 2023. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
- Option was granted under the Company's Amended and Restated 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The option is scheduled to vest as to 2,808 shares on each June 15 of 2024 through 2026; as to 2,808 shares on each December 15 of 2024 and 2025; and as to 2,809 shares on December 15, 2026.
- This restricted stock unit award was granted under the Company's Amended and Restated 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 2,247 stock units on June 15, 2024; as to 2,248 stock units on December 15, 2024; as to 2,247 stock units on each June 15 of 2025 and 2026; and as to 2,248 stock units on each December 15 of 2025 and 2026.
- The option is fully vested.
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