Filing Details

Accession Number:
0001415889-23-016732
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-19 16:19:44
Reporting Period:
2023-12-15
Accepted Time:
2023-12-19 16:19:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1806837 Vertex Inc. VERX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1607606 T.r. Bryan Rowland C/O Vertex, Inc.
2301 Renaissance Blvd
King Of Prussia PA 19406
General Counsel No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-12-15 62,433 $3.17 66,802 No 4 M Direct
Class A Common Stock Disposition 2023-12-15 62,433 $26.96 4,369 No 4 S Direct
Class A Common Stock Disposition 2023-12-15 4,369 $26.86 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option Disposition 2023-12-15 62,433 $0.00 62,433 $3.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2028-02-09 No 4 M Direct
Footnotes
  1. Includes 458 shares acquired through the Company's Employee Stock Purchase Plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.66 to $27.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.68 to $27.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  4. This option became exercisable as to 50% of the shares on the date of grant and with respect to the remaining shares on February 9, 2023.