Filing Details

Accession Number:
0001209191-11-040700
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-22 20:50:55
Reporting Period:
2011-07-21
Filing Date:
2011-07-22
Accepted Time:
2011-07-22 20:50:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1513153 Chrysler Group Llc NONE Motor Vehicles & Passenger Car Bodies (3711) 270187394
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
842317 A P S Fiat 250 Via Nizza
Torino L6 10126
Yes No Yes No
1518840 Fiat North America Llc 7 Times Square Tower
Suite 4306
New York NY 10036
Yes No Yes No
1518841 S.p.a. Automobiles Group Fiat Corso Agnelli 200
Torino L6 10135
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Llc Membership Interests Acquisiton 2011-07-21 24,615 $0.00 285,840 No 4 P Indirect Held directly by Fiat North America LLC
Class A Llc Membership Interests Acquisiton 2011-07-21 98,461 $0.00 384,301 No 4 P Indirect Held directly by Fiat North America LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held directly by Fiat North America LLC
No 4 P Indirect Held directly by Fiat North America LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Member-Ship Interests Option under Equity Recapture Agreement Acquisiton 2011-07-21 1 $75,000,000.00 676,924 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1 2018-12-31 No 4 P Indirect
Footnotes
  1. The securities are owned by Fiat North America LLC, which is a wholly-owned subsidiary of Fiat Group Automobiles S.p.A., which is a wholly-owned subsidiary of Fiat S.p.A. Fiat Group Automobiles S.p.A. and Fiat S.p.A. are indirect beneficial owners of the reported securities.
  2. The securities were acquired for an aggregate purchase price of $125,000,000.
  3. The securities were acquired for an aggregate purchase price of $500,000,000.
  4. Option under the Equity Recapture Agreement, dated June 10, 2009, by and among The U.S. Department Of The Treasury (or its successors or transferees), UAW Retiree Medical Benefits Trust ("VEBA"), and the VEBA holding companies identified therein to acquire all 676,924 Class A LLC Membership Interest (the "Interests") in Chrysler Group LLC (the "Issuer") acquired by the VEBA on June 10, 2009 and not previously disposed of. In addition, to the extent that VEBA receives aggregate proceeds in respect of the Interests that exceed $4,250 million, increasing at a rate equal to 9% per annum compounded annually from January 1, 2010, calculated on an actual days elapsed basis (the "Threshold Amount"), then the VEBA is obligated to transfer to the holder of the option (i) an amount in cash equal to the aggregate proceeds, if any, received by VEBA in respect of the Interests in excess of the Threshold Amount and (ii) all remaining Interests held by the VEBA.
  5. The exercise price is equal to the Threshold Amount less amounts previously received by VEBA in respect of the Interests.
  6. The right to acquire the Interests (to the extent not previously disposed) can be exercised at any time, subject to the limitations set forth in the Issuer's Limited Liability Company Operating Agreement.