Filing Details

Accession Number:
0001127602-23-029880
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-18 18:08:55
Reporting Period:
2023-12-14
Accepted Time:
2023-12-18 18:08:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1174850 Nicolet Bankshares Inc NIC National Commercial Banks (6021) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1667436 James Eric Witczak C/O Nicolet National Bank
111 North Washington Street
Green Bay WI 54301
Evp & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-14 3,560 $37.18 44,953 No 4 M Direct
Common Stock Disposition 2023-12-14 3,560 $82.88 41,393 No 4 S Direct
Common Stock Acquisiton 2023-12-15 9,387 $37.18 50,780 No 4 M Direct
Common Stock Disposition 2023-12-15 9,387 $81.00 41,393 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2023-12-14 3,560 $0.00 3,560 $37.18
Common Stock Stock Option (Right to Buy) Disposition 2023-12-15 9,387 $0.00 9,387 $37.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,440 2026-09-20 No 4 M Direct
2,053 2026-09-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,783 Indirect By 401(k) Plan
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.70 to $83.07, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.00 to $81.13, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. Includes shares acquired under the Employee Stock Purchase Plan. Mr. Witczak has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on November 22, 2023. Mr. Witczak owns a total of 834 shares in the Employee Stock Purchase Plan as of the date of this report.
  4. The non-qualified stock option was fully vested as of September 20, 2021. The non-qualified stock option is currently exercisable as to all 2,053 vested options.