Filing Details

Accession Number:
0001628280-23-041806
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-18 17:47:12
Reporting Period:
2023-12-14
Accepted Time:
2023-12-18 17:47:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1841925 Indie Semiconductor Inc. INDI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1596915 Singh Raja Kanwardev Bal C/O Indie Semiconductor, Inc.
32 Journey
Aliso Viejo CA 92656
Svp Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2023-12-14 44,718 $8.01 8,429 No 4 S Direct
Class A Common Stock Disposition 2023-12-15 8,429 $8.13 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2022, and modified on June 16, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through March 31, 2025.
  2. The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.00 to $8.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
  3. Represents shares of Class A common stock sold in the open market.
  4. The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.11 to $8.15, inclusive. The Reporting Personundertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.