Filing Details

Accession Number:
0000824142-23-000187
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-18 17:29:13
Reporting Period:
2023-12-14
Accepted Time:
2023-12-18 17:29:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
824142 Aaon Inc. AAON Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) 870448736
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1757894 E Stephen Wakefield
2425 South Yukon
Tulsa OK 74107
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.004 Acquisiton 2023-12-14 849 $17.65 14,322 No 4 M Direct
Common Stock, Par Value $.004 Acquisiton 2023-12-14 2,160 $21.87 16,482 No 4 M Direct
Common Stock, Par Value $.004 Acquisiton 2023-12-14 33,300 $24.63 49,782 No 4 M Direct
Common Stock, Par Value $.004 Acquisiton 2023-12-14 39,691 $27.58 89,473 No 4 M Direct
Common Stock, Par Value $.004 Disposition 2023-12-14 76,000 $70.31 13,473 No 4 S Direct
Common Stock, Par Value $.004 Acquisiton 2023-12-15 30,000 $27.58 43,473 No 4 M Direct
Common Stock, Par Value $.004 Disposition 2023-12-15 30,000 $71.88 13,473 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2023-12-14 849 $17.65 849 $17.65
Common Stock Stock Option (Right to Buy) Disposition 2023-12-14 2,160 $21.87 2,160 $21.87
Common Stock Stock Option (Right to Buy) Disposition 2023-12-14 33,300 $24.63 33,300 $24.63
Common Stock Stock Option (Right to Buy) Disposition 2023-12-14 39,691 $27.58 39,691 $27.58
Common Stock Stock Option (Right to Buy) Disposition 2023-12-15 30,000 $27.58 30,000 $27.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-08-01 2026-08-01 No 4 M Direct
0 2017-11-18 2026-11-18 No 4 M Direct
0 2019-01-02 2028-01-02 No 4 M Direct
96,809 2020-03-11 2029-03-11 No 4 M Direct
66,809 2020-03-11 2029-03-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.004 10,261 Indirect 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $29.48 2021-03-11 2030-03-11 63,480 63,480 Direct
Common Stock Stock Option (Right to Buy) $48.91 2022-03-11 2031-03-11 20,223 20,223 Direct
Common Stock Stock Option (Right to Buy) $36.13 2023-03-15 2032-03-15 7,938 7,938 Direct
Common Stock Stock Option (Right to Buy) $62.04 2024-03-06 2033-03-06 4,477 4,477 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2030-03-11 63,480 63,480 Direct
2031-03-11 20,223 20,223 Direct
2032-03-15 7,938 7,938 Direct
2033-03-06 4,477 4,477 Direct
Footnotes
  1. Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023.
  2. The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023.
  3. This transaction was executed in multiple trades at prices ranging from $68.00 to $71.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $71.75 to $72.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.