Filing Details

Accession Number:
0001437749-23-034780
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-18 17:23:50
Reporting Period:
2023-12-15
Accepted Time:
2023-12-18 17:23:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1145255 Hennessy Advisors Inc HNNA Investment Advice (6282) 680176227
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1165099 J Neil Hennessy 7250 Redwood Blvd
Suite 200
Novato CA 94945
Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-15 75 $6.50 2,067,019 No 4 P Indirect By Trust
Common Stock Acquisiton 2023-12-18 1,476 $6.50 2,068,495 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust
No 4 P Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,062 Direct
Common Stock 25,059 Indirect By Spouse's IRA