Filing Details

Accession Number:
0001104659-23-126932
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-18 17:00:54
Reporting Period:
2023-12-14
Accepted Time:
2023-12-18 17:00:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819576 Liquidia Corp LQDA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1494695 B Paul Manning 419 Davis Drive, Suite 100
Morrisville NC 27560
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-14 279,330 $7.16 279,330 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 435,674 Indirect See footnote
Common Stock 4,852,464 Direct
Common Stock 198,413 Indirect See footnote
Common Stock 479,233 Indirect See footnote
Footnotes
  1. Represents shares of common stock purchased by the Reporting Person at the public offering price in connection with the Issuer's underwritten public offering of common stock, which closed on December 14, 2023, and such shares of common stock are subject to a lock up agreement between the Reporting Person and BofA Securities, Inc.., pursuant to which the shares cannot be sold for 90 days following December 12, 2023.
  2. The securities are held by PBM Capital Finance, LLC ("PBM"). The Reporting Person is the manager and sole beneficial owner of PBM.
  3. The shares are held by Reporting Person jointly with his spouse. An aggregate of 392,156 shares previously held by the Reporting Person were transferred earlier in 2023 from an individual account to a joint account.
  4. The securities are held by PD Joint Holdings, LLC Series 2016-A ("PD"). The Reporting Person is a co-manager of Tiger Lily Capital, LLC ("Tiger Lily"), the manager of PD, and has shared voting and investment power with respect to the shares held by PD.
  5. The securities are held by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of Tiger Lily, the manager of BKB, and has shared voting and investment power with respect to the shares held by BKB.