Filing Details

Accession Number:
0001127602-23-029767
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-18 11:46:47
Reporting Period:
2023-12-14
Accepted Time:
2023-12-18 11:46:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1760674 Kenneth Tanji 751 Broad Street, 5Th Floor
Attn: Regulatory Filings Unit
Newark NJ 07102
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-14 5,195 $84.53 52,350 No 4 M Direct
Common Stock Acquisiton 2023-12-14 9,096 $78.08 61,446 No 4 M Direct
Common Stock Acquisiton 2023-12-14 8,833 $63.59 70,279 No 4 M Direct
Common Stock Disposition 2023-12-14 23,124 $105.14 47,155 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2014 Employee Stock Option (Right to Buy) Disposition 2023-12-14 5,195 $0.00 5,195 $84.53
Common Stock 2015 Employee Stock Option (Right to Buy) Disposition 2023-12-14 9,096 $0.00 9,096 $78.08
Common Stock 2016 Employee Stock Option (Right to Buy) Disposition 2023-12-14 8,833 $0.00 8,833 $63.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-02-11 No 4 M Direct
0 2025-02-10 No 4 M Direct
0 2026-02-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 50 Indirect By 401(k)
Footnotes
  1. Following the transactions reported on this Form 4, Mr. Tanji continues to hold 47,155 shares directly and 50 shares indirectly in a 401(k) account. Mr. Tanji also holds an additional 60,385 vested stock options, 18,436 restricted stock units and 84,826 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  2. Amount reported has been adjusted to include 2 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2022, and September 30, 2023, based on a plan statement dated September 30, 2023. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
  3. The options vest in three equal annual installments beginning on February 11, 2015.
  4. The options vest in three equal annual installments beginning on February 10, 2016.
  5. The options vested in three equal annual installments beginning on February 9, 2017.