Filing Details
- Accession Number:
- 0000950170-23-070835
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-15 17:31:17
- Reporting Period:
- 2023-12-13
- Accepted Time:
- 2023-12-15 17:31:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1756262 | Transmedics Group Inc. | TMDX | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1773663 | Miriam Provost | C/O Transmedics Group, Inc. 200 Minuteman Road Andover MA 01810 | Vp, Global Regulatory Affairs | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-12-13 | 415 | $16.14 | 24,026 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-13 | 206 | $75.10 | 23,820 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-12-13 | 1,632 | $66.10 | 25,452 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-13 | 1,509 | $75.10 | 23,943 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-12-13 | 3,597 | $38.46 | 27,540 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-13 | 2,407 | $75.10 | 25,133 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-12-15 | 1,785 | $0.00 | 23,348 | No | 4 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-12-13 | 415 | $0.00 | 415 | $16.14 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-12-13 | 1,632 | $0.00 | 1,632 | $66.10 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-12-13 | 3,597 | $0.00 | 3,597 | $38.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,811 | 2030-02-27 | No | 4 | M | Direct | |
| 7,073 | 2033-02-20 | No | 4 | M | Direct | |
| 7,813 | 2031-02-24 | No | 4 | M | Direct |
Footnotes
- The exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options.
- On December 15, 2023, the reporting person donated 1,785 shares of directly owned common stock to a donor-advised fund, which will use the gifted shares for charitable purposes.
- Includes 5,685 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 27, 2020.
- The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 20, 2023.
- The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 24, 2021.
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