Filing Details

Accession Number:
0001774463-23-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-15 16:54:10
Reporting Period:
2023-12-13
Accepted Time:
2023-12-15 16:54:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1163668 South Plains Financial Inc. SPFI State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1774463 D Richard Campbell 5219 City Bank Parkway
Lubbock TX 79407-3544
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-12-13 54,400 $27.50 1,589,386 No 4 S Indirect By Henry Taw LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Henry Taw LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,139 Direct
Common Stock 40,000 Indirect By RIG LLC
Footnotes
  1. The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
  2. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with a price of $27.50 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate transaction. The sales of these shares were effected in order for Henry TAW LP to maintain its historic ownership level of less than 10% of the outstanding shares of the Issuer.
  3. Shares owned by Henry TAW LP but subject to a voting agreement and irrevocable proxy pursuant to which Mr. Campbell exercises voting authority.
  4. Shares owned by Racham Investment Group LLC ("RIG LLC").