Filing Details

Accession Number:
0001079973-23-001770
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-15 16:05:26
Reporting Period:
2023-12-13
Accepted Time:
2023-12-15 16:05:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1325964 Lightwave Logic Inc. LWLG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182380 J Frederick Leonberger 369 Inverness Parkway, Suite 350
Englewood CO 80112
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-13 100,000 $0.71 254,128 No 4 X Direct
Common Stock Disposition 2023-12-13 75,000 $4.67 179,128 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (Right to Buy) Acquisiton 2023-12-13 100,000 $0.00 100,000 $0.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
875,000 2023-12-31 No 4 X Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $4.62 to $4.725. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.
  2. The warrant vests as follows: 25,000 on January 1, 2014 with remainder vesting in 10 equal monthly installments of 7,500 over the next 10 months thereafter.
  3. Includes employee stock options to purchase up to 375,000 shares of Issuer common stock and warrants to purchase up to 500,000 shares of Issuer common stock.