Filing Details

Accession Number:
0001104659-23-126091
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-14 18:34:25
Reporting Period:
2023-12-12
Accepted Time:
2023-12-14 18:34:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1828536 Energy Vault Holdings Inc. NRGV () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575608 Maria Cornelis Johannes Gaalen Van 4360 Park Terrace Drive, Suite 100
Westlake Village CA 91361
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-12 62,500 $0.00 600,000 No 4 M Direct
Common Stock Disposition 2023-12-12 17,991 $1.95 582,009 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2023-12-12 62,500 $0.00 62,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 537,500 restricted stock units ("RSUs") previously reported in Table II.
  2. Represents shares sold to satisfy the reporting person's tax liability on vesting of restricted stock units.
  3. The RSUs vest as to 25% of the underlying shares on November 30, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.