Filing Details

Accession Number:
0001062993-23-022590
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-14 18:05:32
Reporting Period:
2023-12-12
Accepted Time:
2023-12-14 18:05:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1603454 Celcuity Inc. CELC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296457 David Dalvey 16305 36Th Avenue North
Suite 100
Minneapolis MN 55446
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-12-12 2,060 $14.61 237,940 No 4 S Indirect By Brightstone Venture Capital Fund, LP
Common Stock Disposition 2023-12-13 5,000 $14.50 232,940 No 4 S Indirect By Brightstone Venture Capital Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Brightstone Venture Capital Fund, LP
No 4 S Indirect By Brightstone Venture Capital Fund, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,325 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $5.50 2027-10-19 8,200 8,200 Direct
Common Stock Stock Option (right to buy) $5.50 2028-05-14 3,201 3,201 Direct
Common Stock Stock Option (right to buy) $5.50 2029-05-16 5,054 5,054 Direct
Common Stock Stock Option (right to buy) $5.10 2030-05-14 12,654 12,654 Direct
Common Stock Stock Option (right to buy) $5.50 2031-05-12 2,310 2,310 Direct
Common Stock Stock Option (right to buy) $5.50 2032-05-17 24,449 24,449 Direct
Common Stock Stock Option (right to buy) $9.58 2033-05-15 11,645 11,645 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-10-19 8,200 8,200 Direct
2028-05-14 3,201 3,201 Direct
2029-05-16 5,054 5,054 Direct
2030-05-14 12,654 12,654 Direct
2031-05-12 2,310 2,310 Direct
2032-05-17 24,449 24,449 Direct
2033-05-15 11,645 11,645 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.60 to $14.66, inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.
  3. 100% vested.
  4. This Option will vest and become exercisable on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.