Filing Details
- Accession Number:
- 0001593968-23-001500
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-14 11:17:22
- Reporting Period:
- 2023-12-13
- Accepted Time:
- 2023-12-14 11:17:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466026 | Midland States Bancorp Inc. | MSBI | State Commercial Banks (6022) | 371233196 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1786773 | J. Donald Spring | 1201 Network Centre Drive Effingham IL 62401 | Chief Accounting Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-12-13 | 2,349 | $21.00 | 15,561 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-13 | 2,349 | $25.97 | 13,212 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2023-12-13 | 2,349 | $0.00 | 2,349 | $21.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-12-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Series A Preferred Depositary Shares | 800 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $23.00 | 2025-11-03 | 3,031 | 3,031 | Direct | |
| Common Stock | Option (right to buy) | $28.59 | 2026-11-16 | 1,403 | 1,403 | Direct | |
| Common Stock | Option (right to buy) | $28.43 | 2032-10-31 | 5,198 | 5,198 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-11-03 | 3,031 | 3,031 | Direct |
| 2026-11-16 | 1,403 | 1,403 | Direct |
| 2032-10-31 | 5,198 | 5,198 | Direct |
Footnotes
- Reflects a transaction executed pursuant to a Rule 10b5-1 trading plan, a copy of which is on file with the issuer and will be provided to the SEC upon request.
- These options vest in four equal annual installments beginning one year after the date of grant.
- These options vest in four equal annual installments beginning one year after the 10/31/2022 date of grant.
Billionaire Hedge Funds
