Filing Details

Accession Number:
0001209191-23-058564
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-13 19:29:28
Reporting Period:
2023-12-12
Accepted Time:
2023-12-13 19:29:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1856031 Vivid Seats Inc. SEAT () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1668426 Hoya Topco, Llc 300 North Lasalle Street, Suite 5600
Chicago IL 60654
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-12-12 23,575,000 $0.00 23,575,000 No 4 C Direct
Class A Common Stock Disposition 2023-12-12 23,575,000 $6.24 0 No 4 S Direct
Class B Common Stock Disposition 2023-12-12 23,575,000 $0.00 82,225,000 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 J Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock LLC Units of Hoya Intermediate, LLC Disposition 2023-12-12 23,575,000 $0.00 23,575,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
76,225,000 No 4 C Direct
Footnotes
  1. Reflects the cancellation for no consideration of shares of Class B Common Stock in connection with the exchange of LLC Units of Hoya Intermediate, LLC ("Intermediate Common Units") into shares of Class A Common Stock, as described in Note 3 below.
  2. Includes 6,000,000 shares of Class B Common Stock issuable upon the exchange of an equal number of Class B Warrants held by the reporting person, as previously reported.
  3. Intermediate Common Units and an equal number of shares of Class B Common Stock together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date.