Filing Details
- Accession Number:
- 0000928054-23-000223
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-13 16:29:07
- Reporting Period:
- 2023-12-11
- Accepted Time:
- 2023-12-13 16:29:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1040899 | David Nierenberg | 5775 N. Sam Houston Parkway W. Ste 400 Houston TX 77086 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2023-12-11 | 5,254 | $3.19 | 411,305 | No | 4 | P | Indirect | By The D3 Family Fund, LP |
| Common Shares | Acquisiton | 2023-12-11 | 3,752 | $3.19 | 45,029 | No | 4 | P | Indirect | By Haredale Ltd. |
| Common Shares | Acquisiton | 2023-12-12 | 4,954 | $3.42 | 416,259 | No | 4 | P | Indirect | By The D3 Family Fund, LP |
| Common Shares | Acquisiton | 2023-12-12 | 6,923 | $3.42 | 732,892 | No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| Common Shares | Acquisiton | 2023-12-12 | 858 | $3.42 | 45,887 | No | 4 | P | Indirect | By Haredale Ltd. |
| Common Shares | Acquisiton | 2023-12-13 | 11,536 | $3.53 | 427,795 | No | 4 | P | Indirect | By The D3 Family Fund, LP |
| Common Shares | Acquisiton | 2023-12-13 | 20,310 | $3.53 | 753,202 | No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| Common Shares | Acquisiton | 2023-12-13 | 1,272 | $3.53 | 47,159 | No | 4 | P | Indirect | By Haredale Ltd. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By The D3 Family Fund, LP |
| No | 4 | P | Indirect | By Haredale Ltd. |
| No | 4 | P | Indirect | By The D3 Family Fund, LP |
| No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | P | Indirect | By Haredale Ltd. |
| No | 4 | P | Indirect | By The D3 Family Fund, LP |
| No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | P | Indirect | By Haredale Ltd. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 69,929 | Direct |
Billionaire Hedge Funds
