Filing Details

Accession Number:
0001209191-11-040605
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-22 14:30:34
Reporting Period:
2011-07-20
Filing Date:
2011-07-22
Accepted Time:
2011-07-22 14:30:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1399855 National American University Holdings Inc. NAUH Services-Educational Services (8200) 830479936
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1477948 Partnership Limited Buckingham E. & H. 5311 Carriage Hills Drive
Rapid City SD 57702
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-07-20 28,853 $5.50 10,354,683 No 4 X Direct
Common Stock Disposition 2011-07-20 17,194 $9.23 10,337,489 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Purchase Warrant (right to buy) Disposition 2011-07-20 28,853 $0.00 28,853 $5.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
925,913 2009-11-23 2011-11-22 No 4 X Direct
Footnotes
  1. On July 20, 2011, the reporting person exercised warrants to purchase 28,853 shares of the Issuer's common stock for $5.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 17,194 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 11,659 shares. The Issuer also paid $9.12 to the reporting person in lieu of a fractional share.