Filing Details
- Accession Number:
- 0001553350-23-000471
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-13 16:02:05
- Reporting Period:
- 2023-12-11
- Accepted Time:
- 2023-12-13 16:02:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1644963 | Avenue Therapeutics Inc. | ATXI | Pharmaceutical Preparations (2834) | 474113275 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 2002210 | L Robert Davidow | 2100 South Ocean Blvd., Apartment 401 N Palm Beach FL 33480 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-12-11 | 264,000 | $0.14 | 681,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-12-11 | 18,000 | $0.15 | 22,000 | No | 4 | S | Indirect | Joint account with spouse |
| Common Stock | Disposition | 2023-12-11 | 61,000 | $0.14 | 74,000 | No | 4 | S | Indirect | Trustee for Juliet Davidow 2001 Trust and Alexander Davidow 2010 Trust |
| Common Stock | Disposition | 2023-12-11 | 126,000 | $0.14 | 215,800 | No | 4 | S | Indirect | Shared investment and voting authority |
| Common Stock | Disposition | 2023-12-11 | 128,000 | $0.14 | 147,000 | No | 4 | S | Indirect | Shared investment authority |
| Common Stock | Disposition | 2023-12-11 | 20,000 | $0.14 | 80,000 | No | 4 | S | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Joint account with spouse |
| No | 4 | S | Indirect | Trustee for Juliet Davidow 2001 Trust and Alexander Davidow 2010 Trust |
| No | 4 | S | Indirect | Shared investment and voting authority |
| No | 4 | S | Indirect | Shared investment authority |
| No | 4 | S | Indirect | By Spouse |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.13 to $0.15, inclusive. Each sale price was below the purchase prices for the shares, and the reporting person engaged in the transactions for tax purposes and to cause his holdings to fall below 10% of the outstanding shares of the issuer's common stock and thereby cease being subject to the requirements of Section 16 of the Securities Exchange Act of 1934. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- Consists of shares of common stock held in a joint account with the Reporting Person's wife.
- Consists of shares of common stock held in trusts for the benefit of the Reporting Person's children in which the Reporting Person is the trustee.
- Consists of shares of common stock held in accounts maintained for the benefit of certain individuals or trusts over which the Reporting Person has shared voting and dispositive authority.
- Consists of shares of commons stock held in accounts maintained for the benefit of certain individuals or trusts over which the Reporting Person has shared dispositive authority.
- Consists of shares of common stock held by the Reporting Person's wife.
Billionaire Hedge Funds
