Filing Details
- Accession Number:
- 0001209191-23-058454
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-13 13:01:38
- Reporting Period:
- 2023-12-11
- Accepted Time:
- 2023-12-13 13:01:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1703079 | Xai Octagon Floating Rate & Alternative Income Term Trust | XFLT | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1718218 | J Theodore Brombach | 321 North Clark Street Suite 2430 Chicago IL 60054 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial Ownership | Disposition | 2023-12-11 | 5,409 | $0.00 | 18,502 | No | 4 | J | Indirect | XMS Holdings LLC |
| Common Shares Of Beneficial Ownership | Acquisiton | 2023-12-12 | 825 | $7.05 | 19,327 | No | 4 | P | Indirect | XMS Holdings LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Indirect | XMS Holdings LLC |
| No | 4 | P | Indirect | XMS Holdings LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares Of Beneficial Ownership | 484,646 | Direct | |
| Common Shares Of Beneficial Ownership | 10,250 | Indirect | XA Investments LLC |
Footnotes
- Shares disposed of on 12/11/2023 were transferred by XMS Holdings LLC pursuant to a compensatory award to certain employees.
- Includes 2,860.57 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC.
Billionaire Hedge Funds
