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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1145255	Hennessy Advisors Inc	HNNA	Investment Advice (6282)	680176227

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1165100	A Brian Hennessy	7250 Redwood Blvd Suite 200 Novato CA 94945		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-08-10	2,500	$9.97	17,563	No	4	P	Indirect	By Spouse's IRA
Common Stock	Acquisiton	2021-08-11	1,400	$10.23	18,963	No	4	P	Indirect	By Spouse's IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Spouse's IRA
No	4	P	Indirect	By Spouse's IRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	249,765	Indirect	By Trust
Common Stock	18,963	Direct

Footnotes

The price in Column 4 is a weighted average price. The prices actually received ranged from $9.895 to $10.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in the Form 4 utilizing an average weighted price.
Includes 2,407.641 shares acquired through automatic dividend reinvestments.
The price in Column 4 is a weighted average price. The prices actually received ranged from $10.15 to $10.299. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in the Form 4 utilizing an average weighted price.
Excludes 16,555 shares previously reported as owned by trust due to an administrative error that are now being reported as directly owned. There was no transaction. Also excludes 1.5 shares due to previous rounding errors.
Includes 16,555 shares previously reported as owned by trust due to an administrative error that are now being reported as directly owned. There was no transaction. Also includes 2,407.641 shares acquired through automatic dividend reinvestments.