Filing Details
- Accession Number:
- 0001214659-23-016376
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-12 18:35:38
- Reporting Period:
- 2023-12-09
- Accepted Time:
- 2023-12-12 18:35:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 814547 | Fair Isaac Corp | FICO | Services-Business Services, Nec (7389) | 941499887 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1540673 | S Michael Leonard | 5 West Mendenhall Suite 105 Bozeman MT 59715 | Cao And Vice President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-12-09 | 150 | $0.00 | 5,120 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-09 | 52 | $1,134.39 | 5,068 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2023-12-10 | 584 | $0.00 | 5,652 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-10 | 222 | $1,134.39 | 5,430 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-12-11 | 317 | $1,144.39 | 5,113 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options (right to buy) | Acquisiton | 2023-12-09 | 267 | $1,134.39 | 267 | $1,134.39 |
| Common Stock | Restricted Stock Units | Acquisiton | 2023-12-09 | 267 | $0.00 | 267 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2023-12-09 | 150 | $0.00 | 150 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2023-12-10 | 219 | $0.00 | 219 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2023-12-10 | 164 | $0.00 | 164 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2023-12-10 | 201 | $0.00 | 201 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 267 | 2024-12-09 | 2030-12-08 | No | 4 | A | Direct |
| 267 | 2024-12-09 | No | 4 | A | Direct | |
| 449 | 2023-12-09 | No | 4 | M | Direct | |
| 0 | 2020-12-10 | No | 4 | M | Direct | |
| 164 | 2021-12-10 | No | 4 | M | Direct | |
| 401 | 2022-12-10 | No | 4 | M | Direct |
Footnotes
- Includes 8.453 shares acquired under the FICO Employee Stock Purchase Plan on August 31, 2023.
- Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units.
- This transaction was executed in multiple trades at prices ranging from $1,144.37 to $1,144.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This option vests in four equal annual installments commencing on this date.
- Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
- No expiration date.
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