Filing Details

Accession Number:
0001213900-23-095102
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-12 16:05:10
Reporting Period:
2023-12-08
Accepted Time:
2023-12-12 16:05:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596961 Rumbleon Inc. RMBL () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497279 Sh Capital Partners, L.p. 1019 Kane Concourse,
Suite 202
Bay Harbor Islands FL 33154
No No Yes No
1589943 Stone House Capital Management, Llc 1019 Kane Concourse,
Suite 202
Bay Harbor Islands FL 33154
No No No Yes
1591240 Alexander Mark Cohen 1019 Kane Concourse,
Suite 202
Bay Harbor Islands FL 33154
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Acquisiton 2023-12-08 1,721,645 $5.50 6,398,144 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
Footnotes
  1. SH Capital Partners, L.P. ("Partners") purchased 1,721,645 shares of Class B Common Stock of the issuer pursuant to a backstop private placement of the issuer, whereby Partners, as previously agreed to, purchased a pro rata portion of shares of Class B Common Stock of the issuer that remained unsubscribed following the expiration of the issuer's rights offering.
  2. Partners purchased the shares of Class B Common Stock of the issuer at an exercise price of $5.50 per share.
  3. This statement is jointly filed by and on behalf of each of Stone House Capital Management, LLC ("Stone House"), Partners and Mark Cohen. Partners is the record and direct beneficial owner of the securities covered by this statement. Stone House is the general partner and investment manager of, and may be deemed to beneficially own securities owned by, Partners. Mr. Cohen is the managing member of, and may be deemed to beneficially own securities owned by, Stone House.
  4. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act") or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
  5. Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.