Filing Details

Accession Number:
0000921895-23-002748
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-12 16:03:20
Reporting Period:
2023-12-08
Accepted Time:
2023-12-12 16:03:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1442236 Quest Resource Holding Corp QRHC Refuse Systems (4953) 510665952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685530 P David Sweitzer 3481 Plano Parkway
The Colony TX 75056
Evp And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-08 14,583 $2.08 23,094 No 4 M Direct
Common Stock Acquisiton 2023-12-08 29,185 $2.39 52,279 No 4 M Direct
Common Stock Disposition 2023-12-08 43,768 $6.32 8,511 No 4 S Direct
Common Stock Acquisiton 2023-12-11 47,256 $2.39 55,767 No 4 M Direct
Common Stock Disposition 2023-12-11 47,256 $6.16 8,511 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2023-12-08 14,583 $0.00 14,583 $2.08
Common Stock Employee Stock Option (Right to Buy) Disposition 2023-12-08 29,185 $0.00 29,185 $2.39
Common Stock Employee Stock Option (Right to Buy) Disposition 2023-12-11 47,256 $0.00 47,256 $2.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2026-10-03 No 4 M Direct
70,815 2028-01-16 No 4 M Direct
23,559 2028-01-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 22,425 Direct
Footnotes
  1. These shares represent the number of shares exercised by the Reporting Person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.19 to $6.79, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.13 to $6.355, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
  4. These securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan held by the Reporting Person.
  5. The option, representing a right to purchase a total of 62,500 shares, is exercisable in five equal annual installments beginning on October 3, 2017, which was the first anniversary of the date on which the option was granted.
  6. The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on January 16, 2019, which was the first anniversary of the date on which the option was granted.