Filing Details

Accession Number:
0001024478-23-000207
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-11 21:04:12
Reporting Period:
2023-12-07
Accepted Time:
2023-12-11 21:04:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1794668 L. Terry Riesterer 1201 South Second Street
Milwaukee WI 53204
Vice President And Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-07 86 $0.00 1,859 No 4 M Direct
Common Stock Disposition 2023-12-08 26 $279.12 1,833 No 4 S Direct
Common Stock Acquisiton 2023-12-09 154 $0.00 1,987 No 4 M Direct
Common Stock Acquisiton 2023-12-10 99 $0.00 2,086 No 4 M Direct
Common Stock Acquisiton 2023-12-10 299 $0.00 2,385 No 4 M Direct
Common Stock Disposition 2023-12-11 146 $279.62 2,239 No 4 S Direct
Common Stock Disposition 2023-12-11 30 $280.22 2,209 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2023-12-07 86 $0.00 86 $0.00
Common Stock Restricted Stock Units Disposition 2023-12-09 154 $0.00 154 $0.00
Common Stock Restricted Stock Units Disposition 2023-12-10 99 $0.00 99 $0.00
Common Stock Performance Shares Disposition 2023-12-10 299 $0.00 299 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
86 2022-12-07 2024-12-07 No 4 M Direct
308 2023-12-09 2025-12-09 No 4 M Direct
0 2021-12-10 2023-12-10 No 4 M Direct
0 2023-12-10 2023-12-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 608 Indirect By Savings Plan
Footnotes
  1. Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.
  2. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.9550 to $279.62. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  3. Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.
  4. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.03 to $279.80. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  5. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.20 to $280.2325. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  6. Since the date of the last report of common stock 104 shares that were reported as indirectly held in the Company Savings Plan were rolled over into a self-directed IRA and are now reported as directly owned.
  7. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/1/2023. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
  8. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
  9. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
  10. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).