Filing Details

Accession Number:
0001024478-23-000205
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-11 21:02:51
Reporting Period:
2023-12-07
Accepted Time:
2023-12-11 21:02:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1458677 A Brian Shepherd 1201 South Second Street
Milwaukee WI 53204
Sr. Vp Software And Control No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-07 428 $0.00 3,519 No 4 M Direct
Common Stock Disposition 2023-12-08 193 $279.04 3,326 No 4 S Direct
Common Stock Disposition 2023-12-08 1 $279.62 3,325 No 4 S Direct
Common Stock Acquisiton 2023-12-09 693 $0.00 4,018 No 4 M Direct
Common Stock Disposition 2023-12-11 273 $279.64 3,745 No 4 S Direct
Common Stock Disposition 2023-12-11 40 $280.16 3,705 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2023-12-07 428 $0.00 428 $0.00
Common Stock Restricted Stock Units Disposition 2023-12-09 693 $0.00 693 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
428 2022-12-07 2024-12-07 No 4 M Direct
1,386 2023-12-09 2025-12-09 No 4 M Direct
Footnotes
  1. Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.
  2. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.42. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  3. Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.
  4. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.03 to $279.8950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  5. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.03 to $280.28. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  6. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
  7. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.