Filing Details

Accession Number:
0001062993-23-022326
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-11 16:17:43
Reporting Period:
2023-12-07
Accepted Time:
2023-12-11 16:17:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1196298 Nephros Inc NEPH Surgical & Medical Instruments & Apparatus (3841) 133971809
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1977237 Jr. R. Robert Banks 380 Lackawanna Place
South Orange NJ 07079
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-07 18,000 $2.20 20,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $1.44 2033-05-05 357,165 357,165 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2033-05-05 357,165 357,165 Direct
Footnotes
  1. Options to purchase 89,291 shares vest on 5/5/24 and options to purchase 267,874 shares vest quarterly in 12 equal amounts commencing on 8/5/24.