Filing Details

Accession Number:
0001819848-23-000439
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-08 19:08:25
Reporting Period:
2023-12-06
Accepted Time:
2023-12-08 19:08:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819848 Joby Aviation Inc. JOBY Aircraft (3721) 981548118
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1834268 Dipender Saluja C/O Joby Aviation, Inc.
333 Encinal Street
Santa Cruz CA 95060
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-12-06 119,001 $6.43 9,955,887 No 4 S Indirect By Capricorn-Libra Investment Group, L.P.
Common Stock Disposition 2023-12-08 119,001 $6.52 9,836,886 No 4 S Indirect By Capricorn-Libra Investment Group, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Capricorn-Libra Investment Group, L.P.
No 4 S Indirect By Capricorn-Libra Investment Group, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 28,686,247 Indirect By Technology Impact Fund, L.P.
Common Stock 2,075,460 Indirect By Technology Impact Growth Fund, LP
Common Stock 75,356 Direct
Footnotes
  1. The shares of common stock are held of record by Capricorn-Libra Investment Group, L.P. ("C-L Group"), for which the reporting person has voting and dispositive power and therefore may be deemed to be the beneficial owner of such shares. The reporting person disclaims beneficial ownership of the shares held by C-L Group except to the extent of his pecuniary interest therein, if any.
  2. This transaction was executed in multiple trades at prices ranging from $6.31 to $6.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. The shares of common stock are held of record by Technology Impact Fund, L.P., ("TIF"). The reporting person is an owner of the general partner of TIF. The reporting person disclaims beneficial ownership of the shares held by TIF except to the extent of his pecuniary interest therein, if any.
  4. The shares of common stock are held of record by Technology Impact Growth Fund, LP, ("TIGF"). The reporting person is an owner of the general partner of TIGF. The reporting person disclaims beneficial ownership of the shares held by TIGF except to the extent of his pecuniary interest therein, if any.