Filing Details
- Accession Number:
- 0001181431-11-041947
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-21 18:58:39
- Reporting Period:
- 2011-07-20
- Filing Date:
- 2011-07-21
- Accepted Time:
- 2011-07-21 18:58:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1370291 | First California Financial Group Inc. | FCAL | State Commercial Banks (6022) | 383737811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1454190 | W Donald Macaulay | 3027 Townsgate Road, Suite 300 Westlake Village CA 91361 | Evp -Business Banking Div. Mgr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2011-07-20 | 50,000 | $3.75 | 60,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- 50,000 restricted shares of common stock were granted to the reporting person on July 20, 2011. The closing price per share of the issuer's stock as of that date was $3.75 per share. 10,000 restricted stock shares are subject to time-based vesting and will vest in one-third increments on each of March 20, 2012, 2013 and 2014. The remaining 40,000 restricted stock shares are subject to performance-based vesting and will vest in one-third increments on each of March 20, 2012, 2013 and 2014 provided that certain performance measure are achieved with respect to the fiscal year ending immediately prior to the applicable vesting date. Failure to achieve the performance measures will result in forfeiture of the shares of restricted stock subject to the applicable vesting date.
Billionaire Hedge Funds
