Filing Details

Accession Number:
0001534969-23-000124
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-07 21:35:11
Reporting Period:
2023-12-07
Accepted Time:
2023-12-07 21:35:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1534969 Sera Prognostics Inc. SERA Services-Medical Laboratories (8071) 261911522
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1870674 J. John Boniface C/O Sera Prognostics, Inc.
2749 East Parleys Way, Suite 200
Salt Lake City UT 84109
Chief Scientific Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2023-12-07 5,000 $4.80 194,454 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Includes 5,000 shares of Class A Common Stock purchased pursuant to the Sera Prognostics, Inc. 2021 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 1, 2023 to November 30, 2023.