Filing Details

Accession Number:
0001628280-23-041060
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-07 16:03:04
Reporting Period:
2023-12-05
Accepted Time:
2023-12-07 16:03:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1539638 Triumph Financial Inc. TFIN State Commercial Banks (6022) 200477066
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1621766 D Adam Nelson 12700 Park Central Drive
Suite 1700
Dallas TX 75251
Evp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-05 10,539 $15.87 41,589 No 4 M Direct
Common Stock Disposition 2023-12-05 10,539 $70.53 31,050 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options Disposition 2023-12-05 10,539 $15.87 10,539 $15.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2026-04-01 No 4 M Direct
Footnotes
  1. The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.
  2. Consists of (i) 28,080 shares beneficially owned by reporting person, and (ii) 2,970 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
  3. Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
  4. Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.