Filing Details

Accession Number:
0001062993-23-021932
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-05 17:03:47
Reporting Period:
2023-12-01
Accepted Time:
2023-12-05 17:03:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
912463 Guess Inc GES Women's, Misses', Children's & Infants' Undergarments (2340) 953679695
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1173879 Paul Marciano C/O Guess?, Inc.
1444 South Alameda St
Los Angeles CA 90021
Chief Creative Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-12-01 150,000 $22.71 1,231,700 No 4 S Indirect by ENRG Capital Holdings, LLC
Common Stock Disposition 2023-12-04 150,000 $22.52 1,081,700 No 4 S Indirect by ENRG Capital Holdings, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by ENRG Capital Holdings, LLC
No 4 S Indirect by ENRG Capital Holdings, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 327,884 Direct
Common Stock 10,478,105 Indirect by Paul Marciano Trust
Common Stock 170,666 Indirect by G Financial Holdings, LLC
Common Stock 339,005 Indirect by G Financial Holdings II, LLC
Common Stock 4,625,109 Indirect by Maurice Marciano Trust
Common Stock 103,801 Indirect by Next Step Capital, LLC (
Common Stock 554,940 Indirect by Next Step Capital II, LLC
Common Stock 105,977 Indirect by Exempt Gift Trust
Common Stock 370,309 Indirect by Nonexempt Gift Trust
Footnotes
  1. The reported price represents the weighted average price for shares sold in multiple transactions ranging from $22.6050 to $22.8300. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
  2. Shares are held by ENRG Capital Holdings, LLC (previously known as NRG Capital Holdings, LLC).
  3. The reported price represents the weighted average price for shares sold in multiple transactions ranging from $22.3650 to $22.8000. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
  4. Shares are held by the Paul Marciano Trust dated, 2/20/86.
  5. Shares are held by G Financial Holdings, LLC.
  6. Shares are held by G Financial Holdings II, LLC.
  7. Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
  8. Shares are held by the Maurice Marciano Trust. This reporting person disclaims any and all beneficial interest in these shares. The filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of any of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  9. Shares are held by Next Step Capital, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
  10. Shares are held by Next Step Capital II, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
  11. Shares are held by Exempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
  12. Shares are held by the Nonexempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the person's pecuniary interest therein.