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Filing Details

Accession Number:: 0001865112-23-000013
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-12-05 16:41:00
Reporting Period:: 2023-12-01

Accepted Time:: 2023-12-05 16:41:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1522540	Marqeta Inc.	MQ	Services-Prepackaged Software (7372)	274306690

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1865112	F. Randall Kern	180 Grand Avenue 6Th Floor Oakland CA 94612	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2023-12-01	8,851	$0.00	8,851	No	4	M	Direct
Class A Common Stock	Disposition	2023-12-01	3,061	$6.37	5,790	No	4	F	Direct
Class A Common Stock	Acquisiton	2023-12-01	39,592	$0.00	45,382	No	4	M	Direct
Class A Common Stock	Disposition	2023-12-01	17,973	$6.37	27,409	No	4	F	Direct
Class A Common Stock	Acquisiton	2023-12-04	25,958	$4.07	53,367	No	4	M	Direct
Class A Common Stock	Disposition	2023-12-04	25,958	$6.23	27,409	No	4	S	Direct
Class A Common Stock	Disposition	2023-12-04	27,409	$6.23	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units	Disposition	2023-12-01	8,851	$0.00	8,851	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2023-12-01	39,592	$0.00	39,592	$0.00
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2023-12-04	25,958	$0.00	25,958	$4.07

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
70,807		No	4	M	Direct
356,328		No	4	M	Direct
726,814	2033-03-14	No	4	M	Direct

Footnotes

Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.175 to $6.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Each restricted stock unit is convertible into one share of Class A Common Stock.
One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date.
One-twelfth (1/12th) of the restricted stock units vest on June 1, 2023, and an additional one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date.
One-thirty-sixth (1/36th) of the stock option vested on April 15, 2023, and an additional one-thirty-sixth (1/36th) of the stock option vests on the 15th of each month thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date.