Filing Details

Accession Number:
0001021771-23-000118
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-05 16:32:48
Reporting Period:
2023-12-01
Accepted Time:
2023-12-05 16:32:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1505497 Biorestorative Therapies Inc. BRTX Services-Misc Health & Allied Services, Nec (8090) 911835664
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1677513 Dale Broadrick 3003 Brick Church Pike
Nashville TN 37207
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-12-01 250 $1.88 327,045 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 317,972 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant to acquire Common Stock $120.00 2019-02-19 2024-02-19 250 250 Direct
Common Stock Warrant to acquire Common Stock $120.00 2019-05-07 2024-05-07 276 276 Direct
Common Stock Warrant to acquire Common Stock $120.00 2019-10-16 2024-10-16 833 833 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-02-19 250 250 Direct
2024-05-07 276 276 Direct
2024-10-16 833 833 Direct
Footnotes
  1. Owned by Fleetco, Inc. of which the reporting person is a 93% shareholder.