Filing Details

Accession Number:
0001578563-23-000099
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-05 16:15:58
Reporting Period:
2023-12-05
Accepted Time:
2023-12-05 16:15:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1753162 Fathom Holdings Inc. FTHM Real Estate Agents & Managers (For Others) (6531) 821518164
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1817237 Joshua Harley C/O Fathom Holdings Inc.
2000 Regency Parkway Drive, Suite 300
Cary NC 27518
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-12-05 1,000,000 $2.00 2,366,421 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,063,032 Indirect See Footnote (2)
Footnotes
  1. Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 14, 2023, 47,170 shares are restricted and vest in full on December 14, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024. Of these shares, 225,000 are restricted units and vest in full on September 10, 2024.
  2. Includes an aggregate of 1,700,000 shares held by three trusts for which Mr. Harley serves as a trustee. Includes 363,032 shares held in a trust where an immediate family member serves as trustee.