Filing Details

Accession Number:
0001683168-23-008635
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-05 16:01:15
Reporting Period:
2023-12-01
Accepted Time:
2023-12-05 16:01:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1420520 Atomera Inc ATOM Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1680617 J Robert Mears C/O Atomera, Inc.
750 University Avenue, Suite 280
Los Gatos CA 95032
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-12-01 181 $6.67 119,655 No 4 S Direct
Common Stock Disposition 2023-12-01 381 $6.67 119,274 No 4 S Direct
Common Stock Disposition 2023-12-01 1,447 $6.67 117,827 No 4 S Direct
Common Stock Disposition 2023-12-01 773 $6.67 117,054 No 4 S Direct
Common Stock Acquisiton 2023-12-01 2,882 $3.90 119,936 No 4 M Direct
Common Stock Disposition 2023-12-01 2,882 $6.67 117,054 No 4 S Direct
Common Stock Disposition 2023-12-04 3,251 $7.16 113,803 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2023-12-01 2,882 $0.00 2,882 $3.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,041 2021-12-01 2029-02-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,666 Indirect by Spouse
Footnotes
  1. Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.
  2. This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person.