Filing Details

Accession Number:
0001104659-23-123555
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-05 13:03:37
Reporting Period:
2023-11-29
Accepted Time:
2023-12-05 13:03:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1345126 Compass Diversified Holdings CODI () C5
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1334202 Ltd. Investments Anholt 69 Pitts Bay Road
Belvedere Building - 4Th Floor
Pembroke D0 HM08
No No Yes No
1362549 Navco Management, Ltd. 69 Pitts Bay Road
Belvedere Building - 4Th Floor
Pembroke D0 HM08
No No Yes No
1362550 Cgi Diversified Holdings, Lp 69 Pitts Bay Road
Belvedere Building - 4Th Floor
Pembroke D0 HM08
No No Yes No
1431113 Ltd Spirit Path 10 Norwich Street
London X0 EC4A 1BD
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series A Preferred Shares Disposition 2023-11-29 3,654 $23.01 146,191 No 4 S Indirect By CGI Diversified Holdings, LP
Series B Preferred Shares Disposition 2023-11-29 300 $24.27 149,531 No 4 S Indirect By CGI Diversified Holdings, LP
Series A Preferred Shares Disposition 2023-11-30 4,991 $23.01 141,200 No 4 S Indirect By CGI Diversified Holdings, LP
Series B Preferred Shares Disposition 2023-11-30 3,920 $24.29 145,611 No 4 S Indirect By CGI Diversified Holdings, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By CGI Diversified Holdings, LP
No 4 S Indirect By CGI Diversified Holdings, LP
No 4 S Indirect By CGI Diversified Holdings, LP
No 4 S Indirect By CGI Diversified Holdings, LP
Footnotes
  1. Each Series A Preferred Share corresponds to one underlying trust preferred interest of Compass Group Diversified Holdings LLC (the "Company") held by Compass Diversified Holdings (the "Trust") of the same class and series, and with corresponding rights, powers and duties, as the Series A Preferred Shares.
  2. The Preferred Shares are owned directly by CGI Magyar Holdings, LLC, which is owned by Anholt Services (USA), Inc., and CGI Diversified Hungary Kft.. Anholt Services (USA), Inc. is owned by Anholt Investments Ltd. (formerly known as Compass Group Investments, Ltd.). CGI Diversified Hungary Kft. is owned by CGI Diversified Holdings, LP. CGI Diversified Holdings, LP is owned by Anholt Investments Ltd., its sole limited partner, and Navco Management, Ltd., its general partner. Anholt Investments Ltd. and Navco Management, Ltd. are wholly owned by Kattegat Limited, a Bermudian exempt company with its principal offices at Belvedere Building, 69 Pitts Bay Road, Pembroke HM 08, Bermuda. Kattegat Limited was formed for the purpose of holding and managing the endowed assets of The Kattegat Trust and is wholly owned by The Kattegat Trust.
  3. The Kattegat Trust is a Bermudian charitable trust, engaged in the principal business of distributing income for charitable purposes, with its principal offices at Wessex House, 5th Floor, 45 Reid St., Hamilton HM12. The Co-Trustees of the Trust are Kattegat Private Trustees (Bermuda) Limited ("KPTBL") and Hamilton Trust Company Limited ("HTCL"), Bermudian trust companies each with its principal offices at Wessex House 5th Fl., 45 Reid Street, Hamilton HM12, Bermuda. Path Spirit Limited is the trust protector for The Kattegat Trust. KPTBL is wholly owned by The Lund Purpose Trust, a Bermudian purpose trust with its principal offices at Thistle House, 4 Burnaby Street, Hamilton HM 11, Bermuda, formed for the sole purpose of holding the shares of KPTBL. HTCL is owned 60% by Moore Stephens Bermuda L.P., a Bermuda exempted and limited partnership, and 40% by Lisvane Holdings Ltd., a local Bermuda company.
  4. Anholt Investments Ltd., Navco Management, Ltd., Path Spirit Limited, Anholt Services (USA), Inc., CGI Diversified Hungary Kft. and CGI Magyar Holdings, LLC disclaim beneficial ownership of the Shares, except to the extent of their pecuniary interest therein.
  5. Each Series B Preferred Share corresponds to one underlying trust preferred interest of the Company held by the Trust of the same class and series, and with corresponding rights, powers and duties, as the Series B Preferred Shares.