Filing Details

Accession Number:
0001079973-23-001691
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-04 20:31:01
Reporting Period:
2023-12-04
Accepted Time:
2023-12-04 20:31:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1282224 Dolphin Entertainment Inc. DLPN Services-Personal Services (7200) 860787790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1520776 Iv William O'dowd C/O Dolphin Entertainment, Inc.
150 Alhambra Circle, Suite 1200
Coral Gables FL 33134
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-04 4,000 $1.63 137,386 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 112,066 Indirect By Dolphin Entertainment, LLC
Common Stock 124,210 Indirect By Dolphin Digital Media Holdings, LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.60 to $1.66, inclusive. The reporting person undertakes to provide to Dolphin Entertainment, Inc., any security holder of Dolphin Entertainment, Inc or the staff of the Securities and Exchange Commission, upon requestfull information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4.
  2. Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.
  3. Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV.