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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1591956	Sphere 3D Corp.	ANY	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1409130	L. Kurt Kalbfleisch	C/O Sphere 3D Corp. 243 Tresser Blvd., 17Th Floor Stamford CT 06901	Svp And Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2023-11-30	26,240	$0.63	53,483	No	4	S	Direct
Common Stock	Acquisiton	2023-12-01	97,143	$0.00	150,626	No	4	M	Direct
Common Stock	Disposition	2023-12-01	34,000	$0.80	116,626	No	4	F	Direct
Common Stock	Disposition	2023-12-01	38,617	$0.91	78,089	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit (RSU)	Disposition	2023-12-01	97,143	$0.00	97,143	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
23,214			No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,142	Indirect	By Daughter
Common Stock	2,142	Indirect	By Son

Footnotes

$6,638.46 of this transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of RSUs on November 15, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.62 to $0.6831, inclusive.
Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
$6,623.87 of this transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of RSUs on December 1, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.60 to $1.06, inclusive.
The RSUs reported under column 9 represents one award. The underlying shares and vesting schedules are as follows: 11,607 shares vest on 6/20/24 and 11,607 shares vest on 6/20/25.