Filing Details

Accession Number:
0001209191-23-057118
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-01 19:59:59
Reporting Period:
2023-11-29
Accepted Time:
2023-12-01 19:59:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1422930 Pubmatic Inc. PUBM Services-Computer Programming, Data Processing, Etc. (7370) 205863224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1974892 Paulina Klimenko C/O Pubmatic, Inc.
601 Marshall Street
Redwood City CA 94063
Chief Growth Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-11-29 30,706 $0.00 30,706 No 4 C Direct
Class A Common Stock Disposition 2023-11-29 30,706 $17.04 0 No 4 S Direct
Class A Common Stock Acquisiton 2023-12-01 2,084 $0.00 2,084 No 4 C Direct
Class A Common Stock Disposition 2023-12-01 2,084 $17.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (Right to buy Class B Common Stock) Disposition 2023-11-29 24,183 $0.00 24,183 $2.16
Class A Common Stock Class B Common Stock Acquisiton 2023-11-29 24,183 $0.00 24,183 $0.00
Class B Common Stock Stock Option (Right to buy Class B Common Stock) Disposition 2023-11-29 6,523 $0.00 6,523 $2.97
Class A Common Stock Class B Common Stock Acquisiton 2023-11-29 6,523 $0.00 6,523 $0.00
Class A Common Stock Class B Common Stock Disposition 2023-11-29 30,706 $0.00 30,706 $0.00
Class A Common Stock Stock Option (Right to buy Class B Common Stock) Disposition 2023-12-01 2,084 $0.00 2,084 $2.16
Class A Common Stock Class B Common Stock Acquisiton 2023-12-01 2,084 $0.00 2,084 $0.00
Class A Common Stock Class B Common Stock Disposition 2023-12-01 2,084 $0.00 2,084 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,442 2030-07-28 No 4 M Direct
24,183 No 4 M Direct
0 2029-05-20 No 4 M Direct
30,706 No 4 M Direct
0 No 4 C Direct
26,358 2030-07-28 No 4 M Direct
2,084 No 4 M Direct
0 No 4 C Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.19 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The options are fully vested.
  4. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.