Filing Details

Accession Number:
0001628280-23-040478
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-01 18:09:49
Reporting Period:
2023-11-30
Accepted Time:
2023-12-01 18:09:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
948708 Smith Micro Software Inc. SMSI Services-Prepackaged Software (7372) 330029027
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1456883 M James Kempton 5800 Corporate Dr.
5Th Floor
Pittsburgh PA 15237
Vp, Cfo And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-11-30 577 $0.00 245,610 No 4 D Direct
Common Stock Disposition 2023-12-01 6,780 $0.67 238,830 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 S Direct
Footnotes
  1. Shares of restricted stock forfeited in accordance with the terms of grant
  2. Sell-to-cover transaction to satisfy withholding tax obligation in connection with the vesting of a restricted stock award